Mental Mosaics

By Dorothy Tennov

From of review of The Cerebral Code: Thinking a Thought in the Mosaic of the Mind by William H. Calvin (1996). A Bradford Book, MIT Press, 55 Hayward Street, Cambridge, MA 02142-1399 248 pp. $22.50 0262-03241-4 CALCH for the Human Ethology Bulletin

University of Washington theoretical neurophysiologist William H. Calvin's Cerebral Codes: Thinking a Thought in the Mosaics of the Mind is about how the brain might work at the currently unobservable region just below thought, the firing patterns of cortical neurons. This level of analysis "immediately subjacent to that of perception, creative thought, and planning," Calvin maintains, is the level appropriate for understanding higher intellectual functions. Following his own advice that in science it is always better to give a specific example -- even if it is only a possibility, not yet a well-established finding -- Calvin's theory is replete with intriguing implications regarding details.

The book is also an ode to selection (the Darwin Machine), the creative process so common in nature (Dawkins, 1976) and represented (1) on a geologic time scale by speciation, (2) in days to weeks by the immune system, and (3) in milliseconds in the corticocortical neurons in the superficial layers of cerebral cortex by the mechanism responsible for thinking. Evidence from techniques that allow observation of living human brains suggest that memories are repetitive across many cells. Looking at the brain from above, Calvin envisions a patchwork of incessantly active interlocking hexagons, the boundaries of which are dynamic, "twinkling" with vibrancy. While the firing patterns of spatiotemporal representations last for a while, they must be prepared for transformation via a cerebral code into spatial representations for permanent (long term) storage with capacity for retrieval.

Two neuroscience events in 1991 enabled Calvin to conceive of the operation of neurons in cortex as a darwinian process. First, synchrony was found in nervous tissue, and, second, standard length axons were observed in the very area of the brain in which the processes responsible for higher intellectual functions appeared to take place. In Calvin's conception, thoughts - combinations of sensations, memories, and imagined plans of action -- take the form of "cerebral codes" the cloning of which produces the replications needed to start up the Darwin Machine. Standard length axons in the outermost layers of the neocortex opened a door into geometry from whence came the concept of hexagons cloning with variation in a "multifaceted" neural environment that encourages some variations over others and in which memory is the re-evoking of an activity patterns, or cerebral codes. The "sophisticated groping," as Piaget referred to it, is, for Calvin, an evolutionary contest within the brain. The currently most active cortical representations are conscious; unconscious processes are background noises that come to a degree of transitory awareness in dreaming. Plastic areas in the brain do not retain their innate attractors. The triangular arrays in hexagonal Hebbian cell assemblies, like the lights of fireflies, live together in synchrony before they fade. In the cortex, unlike in fireflies, when the number of copies of spatiotemporal patterns of neural firing reaches critical mass, the circuit trips and the message is conscious. Unsuccessful competitors among the cerebral codes linger in weakened form and may later re-emerge.

For Calvin, the darwinian process is correctly seen as consisting of six essential parts, natural selection being just one of the six. Among others are capacity for replication, variation, competition, and inheriting such that each generation is derived from the "more successful" of the one before, a process that "looks Lamarkian enough to overlay even inborn wiring patterns," and if so, might be of significance for cultural evolution. (p. 117)

In the past, neuroanatomists studied the brain, psychologists studied behavior, and the two were as separate as any Cartesian dualist would posit. No one studied the mind except philosophers and such early heretics as William James. Today, Derek Bickerton (1994), to whom Calvin devotes several pages, speaks of a "catastrophic event" when the machinery for syntax suddenly came in whole cloth, and language was upgraded from protolanguage to a far more powerful form. The same neuronal machinery, Calvin opines, that is needed for throwing, dancing, and "fondness for" music, underlies all languages; it is the syntactical substrate they have in common and to which linguists refer as the Universal Language. It is not known, of course, which of the sudden new capacities was the adaptation and which the ones that, given availability of the marvelous apparatus, were then developed. Perhaps language piggy-backed on capacities developed to increase ability to throw projectiles ("hand-axes") at prey. The basic similarity of language structure worldwide means that the big change happened early in human prehistory, roughly two hundred fifty thousand years ago, as Homo erectus gave way to Homo sapiens, a change associated with a brain size expansion which, interestingly enough, overshot current size. The Neanderthals appear to have had cranial capacities larger than that of Homo sapiens. The focus shifted to internal organization and differentiation. More overall space was not needed; the payoffs for intricate organization were bigger than for unorganized size. Consider the compactness (to say nothing of the retrieval capacity) of a tree-structured taxonomy compared with sheer proliferation of unconnected units. The Neanderthals may have had a protolanguage, even one with a large vocabulary, but they were incapable of the infinite variety of thoughts that can be thought and images that can be imagined that came with the neural machinery upgrade that made Homo sapiens, Homo sapiens.

Creativity and ability to plan are the result of ability to process images off-line and to analyze using metaphors. We imagine actions and their probable consequences, and then those consequences, and their probable consequences, and so forth. The procedure helps us select the best. This is intelligence; it is mental rehearsal, abstraction, and what-if thought freed from immediate circumstances. Off-line thinking IS what we can do that members of other species cannot (Bickerton, 1995).

Calvin's foray into the kinds of neural processes that might produce aspects of brain activity associated with higher intellectual functions can be traced to Donald O. Hebb's (1949) theoretical formulations. Hebb maintained that psychology was about underlying processes, not just overt acts. Memory requires some form of enduring change -- in the chemistry of the cells, in attractors, in firing patterns.

Whatever modifications to hexagon theory might be required, whatever criticism it may receive, in spelling out a conceivable process at the level of events in the material world, Calvin operates at the frontier that has separated science and philosophy, the point of split from "qualia" to traceable patterns of electrical and chemical activity in neocortex. This might bother the pious, but is irrelevant here. Understanding which muscles, nerves, bones and neurotransmitters might be involved in lifting the arm does not produce paralysis of the limb. Similarly, understanding the nervous system does not in itself affect the process, (although understanding the process might lead ultimately to culturally mediated improvements).

Calvin's theory covers much psychological ground -- intelligence, creativity, memory, even consciousness. Above all, he bridges a gap many believe to be unbridgeable -- the chasm between behavior and observable physiological events, between the world of self and self-consciousness, and the world of what really, physically, observably, goes on inside the previously inscrutable brain. The Darwin Machine is the answer to the Argument From Design which to many minds, including (in subtler guises) the majority of scientific minds, remains the major "reasonable" objection to evolution (Dennett, 1995). Calvin intones that where the Darwin Machine operates complexity emerges despite simple beginnings, the plain turns into the fancy, and human beings emerge in unbroken line from unicellular specks. In Calvin's words, a "milliseconds to minutes darwinian rachet forms the foundation, atop which our sophisticated mental life is built" (p. 5).

Calvin published a second book in 1996, How Brains Think. Aimed at a more general audience, it covers much of the same theoretical ground as Cerebral Codes, and will be reviewed elsewhere in these pages. Although the "twin" books parallel each other, How Brains Think expands on subjects not dealt with in The Cerebral Code (e.g., ice age evolution and animal intelligence). Written "for colleagues," Code will be of greater interest and be better understood by those familiar with the basic vocabulary and findings of brain theorists.

References:

Bickerton, D. (1990). Language and Species. Chicago: University of Chicago Press. Dawkins, Richard (1976). The Selfish Gene (Oxford University Press.) Dennett, Daniel C. (1995). Darwin's Dangerous Idea (New York: Simon & Schuster) Hebb, Donald O. (1980). Essay On Mind (Hillsdale, NJ: Lawrence Erlbaum)